The Finance Insight Exchange is an engaging series that brings together industry professionals to share valuable insights and experiences in finance. Each session will focus on a different topic, fostering meaningful dialogue and knowledge sharing.

Title: Understanding the Role and Importance of Compliance and Financial Crime Risk Management in a Financial Institution
Speakers: Mr. Jacky LEUNG; Mr. Horace KWAN
Date: October 24, 2025 (Fri)
Time: 7:00pm – 8:30pm
Venue: LSK Case Room 1003, HKUST

Remarks:
• The venue can accommodate 70 people. Seating is available on a first-come, first-served basis. Late arrivals may need to stand at the back of the room.
• This is a recognized event for FINA3001 (Learning). To receive 1.5 hours, you must attend the event in full and miss no more than 10 minutes.
• This is a recognized event for FINA3111 (Acquire). To receive the credit, you must attend the entire event and miss no more than 10 minutes.
• This is a HMAW1905-recognized event in the "Personal Enrichment & Community Service" category under the "Self-directed Experience" of HMAW1905: Behaviroral Foundations of University Education: Habits, Mindsets, and Wellness. To receive 1.5 hours, you much attend the event in full and miss no more than 10 minutes.

For inquiries, please contact Ms. Miki YEUNG at mikiyeung@ust.hk.